Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Elizabeth Tootell is a registered representative with Morgan Stanley. She is a veteran financial professional with over 30 years of experience in the financial services industry. Mary has a broad range of experience, having worked at several firms throughout her career, including UBS Financial Services Inc., Prudential Securities Incorporated, and Dean Witter Reynolds Inc. She is licensed to provide investment advice in multiple states across the United States. Mary holds multiple securities licenses and has passed numerous industry exams including the Series 65, Series 63, Series 31, and Series 7. Her areas of specialization include investment management, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
08/27/2018 - Present
Morgan Stanley (Menlo Park CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PALO ALTO CA)
CA
01/26/2005 - 04/02/2007
MORGAN STANLEY DW INC. (CUPERTINO CA)
NJ
05/28/2003 - 08/20/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
10/26/1993 - 08/29/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/26/1983 - 11/01/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 03/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/08/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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