Unclaimed
Mary Elizabeth Stroth is a financial advisor with Truist Securities, Inc. Mary has been in the industry since 1996. Mary holds the Series 7, 9, 10, 23, 24, 63 and 66 licenses. Mary is registered in all states except Iowa. Mary's primary office is in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/15/2018 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
09/23/2003 - 07/26/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/08/1995 - 02/10/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/28/2022
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 02/27/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/31/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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