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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Elizabeth Stevens is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Mary Elizabeth Stevens has been in the industry since December 3, 2011. She has been registered with the Securities and Exchange Commission (SEC) as a broker-dealer and investment adviser. Mary Elizabeth Stevens has experience in providing financial advice to individuals, businesses, and institutions. She specializes in portfolio management, retirement planning, and estate planning. Mary Elizabeth Stevens holds several professional licenses, including the Series 7 and 66 licenses. She is also a member of the National Association of Securities Dealers (NASD). Mary Elizabeth Stevens has been employed by various firms throughout her career. She is currently employed at Merrill Lynch, Pierce, Fenner & Smith Inc. where she is a registered representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
08/17/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LINCOLN RI)
RI
06/15/2020 - 01/11/2021
TD AMERITRADE, INC. (PROVIDENCE RI)
MA
06/01/2016 - 10/02/2018
MORGAN STANLEY (BOSTON MA)
MA
06/12/1995 - 06/05/1998
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
03/13/1992 - 07/03/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/25/1988 - 12/15/1988
BRANDON SECURITIES & INVESTMENTS, INC.
BOTH
Issued 06/23/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/12/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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