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Mary Elizabeth O'Malley

Pruco Securities, LLC

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About Mary Elizabeth O'Malley

Mary Elizabeth O'Malley is a financial advisor with Pruco Securities, LLC. Mary has been in the financial services industry since 2015 and is registered with FINRA as a general securities representative, a registered investment advisor, and has a Series 6 license. Mary is also a Certified Financial Planner. Mary's prior experience includes working with Equitable Advisors, LLC and Cetera Advisors LLC. Mary is a resident of Syracuse, New York and is licensed in New York, Pennsylvania, Delaware, Colorado and a few other states. Mary has experience providing financial services to both individuals and corporations. She works with clients on investment management, retirement planning, and financial planning.

Firm Information

Mary O'Malley is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Mary O'Malley’s Registration & Firm History

NY

11/11/2020 - Present

Pruco Securities, LLC (Syracuse NY)

NY

12/09/2015 - 11/13/2020

EQUITABLE ADVISORS, LLC (SYRACUSE NY)

NY

02/19/2015 - 11/20/2015

CETERA ADVISORS LLC (SCHENECTADY NY)

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Licenses & Designations

IA

Issued 11/18/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/08/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2017

Series 7 - General Securities Representative Examination

BC

Issued 02/19/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Elizabeth O'Malley.
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