Unclaimed
Mary Elizabeth Nolan is a registered representative with Raymond James & Associates, Inc. with over 20 years of experience in the financial services industry. Mary is based in Decatur, IL and is licensed in 28 states. Prior to joining Raymond James & Associates, Inc., Mary worked at MORGAN STANLEY DW INC. Mary also holds the Series 66, Series 31 and Series 7 licenses. Mary offers a variety of financial services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/08/2008 - Present
Raymond James & Associates, Inc. (Decatur IL)
NY
11/22/2000 - 04/24/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 04/19/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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