Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Elizabeth McOwen is a financial advisor registered with Charles Schwab & Co., Inc. Mary Elizabeth McOwen has been in the financial services industry for over 20 years. Mary Elizabeth McOwen is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Mary Elizabeth McOwen has a Series 7, Series 63, Series 24, Series 66, and Series 99TO licenses and is registered to provide investment advice in 53 states. Prior to joining Charles Schwab & Co., Inc. Mary Elizabeth McOwen was registered with SCOTTRADE, INC., MUFG, MORGAN STANLEY & CO. INCORPORATED, MONY SECURITIES CORPORATION, and AXA ADVISORS, LLC. Mary Elizabeth McOwen is a Registered Representative and a Registered Investment Advisor. Mary Elizabeth McOwen is also the President of M. SMITH CONSULTING SERVICES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
06/12/2018 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
11/26/2014 - 03/09/2018
SCOTTRADE, INC. (WESTMINSTER CO)
NY
03/25/2009 - 06/23/2014
MUFG (NEW YORK NY)
NY
11/09/2004 - 03/24/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
09/13/2004 - 12/01/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
05/03/2001 - 11/11/2004
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 08/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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