Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Elizabeth Johnson is a registered representative with UBS Financial Services Inc. Mary Elizabeth has over 20 years of experience in the financial services industry and holds Series 6, 7, 63, and 65 licenses. Mary Elizabeth Johnson has been with UBS Financial Services Inc. since June 2023. Prior to that, Mary Elizabeth worked at First Republic Securities Company, LLC and LPL Financial LLC. Mary Elizabeth provides financial planning, investment management, and pension consulting services to a wide range of clients, including individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
06/13/2024 - Present
UBS Financial Services Inc. (BOSTON MA)
MA
02/05/2014 - 07/06/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (BOSTON MA)
MA
03/11/2005 - 10/10/2013
LPL FINANCIAL LLC (DANVERS MA)
NY
10/28/2004 - 03/14/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
RI
12/12/1990 - 11/04/1996
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 08/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/11/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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