Unclaimed
Mary Elizabeth bye Ruddy is a financial advisor with Empower Advisory Group, LLC in Greenwood Village, CO. Mary has been in the industry since 1989 and has a broad background in financial services. She has worked with various firms including CitiStreet Advisors LLC, GWFS Equities, Inc., and The Great-West Life Assurance Company. Mary is currently licensed in Missouri, Oklahoma, Arizona, Illinois, and Wisconsin. She holds the Series 6, Series 63, and Series 65 licenses as well as the SIE exam. Mary is specialized in providing financial planning, portfolio management for individuals, and educational seminars. Mary focuses on working with high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, state or municipal government entities, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
04/22/2021 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MO
07/11/2006 - 02/16/2007
CITISTREET ADVISORS LLC (JEFFERSON CITY MO)
CO
11/29/1996 - 04/19/2005
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
08/27/1993 - 11/29/1996
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
NJ
05/01/1993 - 12/22/1994
PRUDENTIAL RETIREMENT SERVICES, INC. (NEWARK NJ)
NJ
06/01/1992 - 05/01/1993
PRUDENTIAL ASSET MANAGEMENT COMPANY SECURITIES CORPORATION (NEWARK NJ)
NJ
03/28/1990 - 06/01/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
AZ
06/18/1989 - 04/10/1990
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
06/29/1988 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
IA
Issued 02/16/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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