Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Elizabeth Brennan is a financial professional with over 14 years of experience in the securities industry. Mary is currently registered with B. Riley Wealth Management and holds a Series 6, Series 63 and SIE license. Mary has also previously been registered with National Securities Corporation and Prime Capital Services, Inc. Mary is licensed to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/22/2022 - Present
B. Riley Wealth Management (NEW WINDSOR NY)
NY
11/22/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW WINDSOR NY)
NY
04/21/2008 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
BC
Issued 01/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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