Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Elizabeth Battey has been in the securities industry since January 6, 2016 and is currently registered with Fidelity Brokerage Services LLC. Mary Elizabeth Battey is licensed in 53 states and the District of Columbia. Mary Elizabeth Battey holds Series 7, 9, 10, and 63 licenses. Mary Elizabeth Battey's previous employer was Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/28/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
AZ
11/13/2015 - 12/03/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 12/04/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/11/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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