Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Elisabeth Plowden is a financial advisor with over 20 years of experience in the industry. She holds the Series 63, Series 7 and Series 65 licenses. Mary Elisabeth Plowden is currently registered with J.P. Morgan Securities LLC in California and Texas. Mary Elisabeth Plowden has worked for several firms over her career including Partnership Capital Growth, LLC and Wachovia Capital Markets, LLC. Her current firm is J.P. Morgan Securities LLC. Mary Elisabeth Plowden specializes in providing financial planning and investment advice to individuals, high-net-worth individuals, businesses, corporations, charitable organizations, pension and profit sharing plans, insurance companies, and labor unions. Mary Elisabeth Plowden's registration is currently active.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
03/11/2024 - Present
J.p. Morgan Securities LLC (Palo Alto CA)
CA
04/08/2009 - 03/04/2015
PARTNERSHIP CAPITAL GROWTH, LLC (LOS GATOS CA)
NC
09/06/2006 - 03/04/2009
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
NY
08/29/2000 - 08/18/2004
GOLDMAN, SACHS & CO. (NEW YORK NY)
IA
Issued 03/11/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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