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Mary Elisabeth Griego

Riversource Distributors, Inc.

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About Mary Elisabeth Griego

Mary Elisabeth Griego has been working in the financial services industry since October 3, 2000. Currently, Mary Griego is registered with Riversource Distributors, Inc. in Minneapolis, Minnesota. Mary Griego has passed the Securities Industry Essentials Examination (SIE), the Investment Company Products/Variable Contracts Representative Examination (Series 6), and the Uniform Securities Agent State Law Examination (Series 63). Mary Griego was previously registered with Ameriprise Financial Services, Inc. and IDS Life Insurance Company.

Firm Information

Mary Griego is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

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Mary Griego’s Registration & Firm History

MN

01/04/2016 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

10/04/2000 - 01/21/2016

AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)

MN

10/04/2000 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 10/28/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mary Elisabeth Griego. Review regulatory record here.
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