Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Keating is an investment advisor representative with Morgan Stanley. Mary has been in the securities industry for over a year. Mary is licensed to provide investment advice in Texas and other states. Mary has Series 7TO, Series 63, and Series 65 licenses and has been affiliated with Morgan Stanley since November 2022. Previously, Mary was registered with Fidelity Brokerage Services LLC. Mary has experience in asset allocation, financial planning, portfolio management for individuals, businesses, and investment companies, and provides educational seminars. Morgan Stanley's main office is located in Purchase, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/09/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FORT WORTH TX)
TX
03/29/2022 - 10/05/2022
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
IA
Issued 12/15/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/5/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/29/2022
Series 7TO - General Securities Representative Examination
BC
Issued 3/21/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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