Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Catherine Vandyke is a financial advisor registered with Principal Securities, Inc., an established firm with a strong presence in Des Moines, Iowa. Mary Catherine is a dedicated professional with over 16 years of experience in the financial services industry, holding a variety of licenses and registrations, including Series 6, 7, 63, and 65. Mary Catherine has a deep understanding of the investment landscape and offers a comprehensive range of financial services to her clients. Mary Catherine's expertise includes investment advice, financial planning, and retirement planning, making her a valuable resource for individuals and families seeking personalized financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
12/09/2019 - Present
Principal Securities, Inc. (DES MOINES IA)
CO
07/19/2018 - 10/07/2019
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
IA
06/17/2004 - 06/27/2018
PRINCIPAL SECURITIES, INC. (WEST DES MOINES IA)
CA
07/18/2003 - 06/10/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
IA
Issued 02/08/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2005
Series 7 - General Securities Representative Examination
BC
Issued 07/17/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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