Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Catherine Stone is a financial advisor based in New York, NY. Mary Catherine has over 20 years of experience in the financial industry and holds a Series 7, Series 10, Series 24, Series 63, Series 79TO and SIE licenses. Mary Catherine is currently registered with Stonex Financial Inc. Previously, Mary Catherine was registered with BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA SECURITIES LLC, ICP SECURITIES LLC, LEHMAN BROTHERS INC. and MORGAN STANLEY & CO., INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/28/2021 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
05/10/2019 - 07/07/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
11/01/2010 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/10/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
09/08/2008 - 06/17/2009
ICP SECURITIES LLC (NEW YORK NY)
NY
05/14/2003 - 05/16/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/13/2003 - 04/03/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 12/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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