Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Catherine Smith is a financial advisor registered with Raymond James Financial Services, Inc. Mary Catherine's career in the financial services industry began in 2006. She is currently located in Westford, Massachusetts. Mary Catherine holds the Series 7 and Series 63 licenses. She also holds the Securities Industry Essentials (SIE) certification. Mary Catherine was previously registered with WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/21/2015 - Present
Raymond James Financial Services, Inc. (Westford MA)
MA
01/01/2008 - 07/06/2015
WELLS FARGO ADVISORS, LLC (CHELMSFORD MA)
MA
05/16/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHELMSFORD MA)
BC
Issued 05/31/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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