Unclaimed
Mary Catherine Pascarella is a financial advisor with LPL Financial LLC. Mary Catherine has been in the financial services industry since 1992, and holds licenses in 25 states and is registered with FINRA. She also holds a Series 6, 7, 63 and 65 securities license and a Certified Financial Planner designation. Mary Catherine Pascarella is also registered with the state of Texas as an Investment Advisor. She has a strong background in financial planning, portfolio management, and retirement planning. Previously, Mary Catherine was employed with Cetera Advisors LLC. She is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/15/2018 - Present
LPL Financial LLC (PARSIPPANY NJ)
NJ
03/16/1992 - 10/15/2018
CETERA ADVISORS LLC (PARSIPPANY NJ)
IA
Issued 12/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/12/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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