Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Catherine Mortell is a financial advisor with Franklin Distributors, LLC. Mary Catherine is a registered representative with FINRA and holds the Series 7 and Series 66 licenses. She has over 15 years of experience in the financial services industry and previously worked for Franklin Templeton Financial Services Corp., Franklin/Templeton Distributors, Inc., XMS Capital Partners, LLC, and Nuveen Securities, LLC. Mary Catherine is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
07/07/2021 - Present
Franklin Distributors, LLC (BALTIMORE MD)
CA
06/14/2018 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SAN MATEO CA)
CA
06/11/2018 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IL
10/29/2016 - 06/06/2017
XMS CAPITAL PARTNERS, LLC (CHICAGO IL)
CA
09/27/2007 - 07/06/2016
NUVEEN SECURITIES, LLC (LOS ANGELES CA)
IL
01/01/2007 - 09/05/2007
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
BOTH
Issued 01/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mary Mortell is the right advisor for you? Invested Better is here to help.
