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Mary Catherine Eastman

National Financial Services LLC

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About Mary Catherine Eastman

Mary Catherine Eastman is a financial advisor with National Financial Services LLC in Smithfield, Rhode Island. Mary Catherine has been in the financial services industry since 2014. She holds the Series 7, Series 24, and SIE licenses. Mary Catherine has previously worked at Fidelity Brokerage Services LLC.

Firm Information

Mary Eastman is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Eastman’s Registration & Firm History

RI

11/02/2021 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

08/25/2014 - 10/12/2021

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 09/29/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Catherine Eastman.
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