Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Catherine Ayers-rigsby is a financial professional with over 30 years of experience in the industry. Mary Catherine has held several positions at various firms, including Rydex Distributors, Inc., New York Broker, Inc., Online Securities, Inc., Hornblower Fischer & Co., and Empire Brokerage Services, Inc. Currently, Mary Catherine is registered with Ceros Financial Services, Inc. in Rockville, MD. Mary Catherine holds licenses for Series 4, 7, 24, 27, 55, 63, 65, and SIE. Mary Catherine has been active in the industry since June 4, 1984.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
08/28/2009 - Present
Ceros Financial Services, Inc. (ROCKVILLE MD)
MD
03/26/2002 - 08/31/2009
RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)
VA
04/09/1990 - 12/19/2001
NEW YORK BROKER, INC. (HERNDON VA)
VA
04/07/1999 - 03/30/2001
ONLINE SECURITIES, INC. (HERNDON VA)
NA
10/03/1983 - 11/09/1989
HORNBLOWER FISCHER & CO.
NA
03/03/1987 - 04/03/1989
EMPIRE BROKERAGE SERVICES, INC.
IA
Issued 03/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/1985
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/20/1983
Series 4 - Registered Options Principal Examination
BC
Issued 05/21/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/17/1984
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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