Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Carruthers is a financial advisor with over 39 years of experience in the industry. She is currently registered with Stifel, Nicolaus & Company, Inc. in Redlands, CA. Mary has a wide range of experience, having previously worked at WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC. and BATEMAN EICHLER, HILL RICHARDS, INCORPORATED. Mary holds several licenses, including Series 63, Series 10, Series 9, Series 7 and SIE. Mary has been recognized as a Certified Financial Planner. She is a highly experienced advisor who can assist clients with a variety of financial needs, including investment planning, portfolio management, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/27/2009 - Present
Stifel, Nicolaus & Company, Inc. (REDLANDS CA)
CA
01/01/2008 - 09/10/2009
WELLS FARGO ADVISORS, LLC (RIVERSIDE CA)
CA
12/07/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (RIVERSIDE CA)
NA
02/24/1984 - 12/19/1989
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
BC
Issued 03/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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