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Mary C Tanner

BA Securities, LLC

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About Mary C Tanner

Mary C Tanner is a financial professional with over 20 years of experience in the industry. Mary is currently registered with BA Securities, LLC and is located in W. Conshohocken, PA. Mary has a strong background in investment banking and securities trading. She is a Series 7, Series 24, Series 63, and Series 79 licensed professional. Mary has previously held positions with Gordian Investments, LLC, Burrill Securities, Peter J. Solomon Securities Company, LLC, Bear, Stearns & Co. Inc., and Lehman Brothers Inc. Mary is committed to providing her clients with personalized financial advice and investment strategies to help them achieve their financial goals.

Firm Information

Mary Tanner is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Tanner’s Registration & Firm History

PA

12/13/2023 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

06/23/2014 - 09/01/2023

GORDIAN INVESTMENTS, LLC (New York NY)

NY

01/22/2013 - 10/14/2014

BURRILL SECURITIES (NEW YORK NY)

NY

01/21/2010 - 01/30/2013

PETER J. SOLOMON SECURITIES COMPANY, LLC (NEW YORK NY)

NY

12/20/2000 - 08/20/2004

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

09/26/1995 - 04/26/1999

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/29/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/18/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2010

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/25/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary C Tanner.
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