Unclaimed
Mary Fiorile is a financial advisor with Sanford C. Bernstein & Co., LLC. She has been in the industry since August 20, 2019 and has a Series 63, Series 7TO, Series 9, Series 10, and SIE licenses. Mary is registered with the District of Columbia and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
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2
DC
08/21/2019 - Present
Sanford C. Bernstein & CO., LLC (WASHINGTON DC)
BC
Issued 05/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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