Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Abundo is an Investment Advisor Representative associated with Thrivent Advisor Network, LLC. Mary is registered to provide investment advisory services in California. Mary has been in the securities industry for over 25 years. Mary has also been registered with KESTRA INVESTMENT SERVICES, LLC, CETERA INVESTMENT SERVICES LLC, CETERA FINANCIAL SPECIALISTS LLC, CETERA ADVISORS LLC, CETERA ADVISOR NETWORKS LLC, ING FINANCIAL PARTNERS, INC., WACHOVIA SECURITIES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, AMEV INVESTORS, INC., BICO SECURITIES, INC., CENTRAL SECURITIES, INC., SHUMAN, ORTH & COMPANY, INC., and ANGELES SECURITIES CORPORATION. Mary specializes in providing investment advisory services to individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
10/26/2021 - Present
Thrivent Advisor Network, LLC (MINNEAPOLIS MN)
NE
10/08/2018 - 10/07/2021
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
CA
02/04/2014 - 01/31/2017
KESTRA INVESTMENT SERVICES, LLC (WOODLAND HILLS CA)
CA
09/13/2012 - 08/28/2013
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
08/21/2012 - 08/28/2013
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
10/29/2004 - 08/28/2013
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
01/29/2004 - 08/28/2013
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
10/29/2004 - 07/29/2011
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
MO
05/11/1999 - 10/07/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/11/1998 - 06/03/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
03/27/1989 - 11/14/1989
AMEV INVESTORS, INC. (OAKDALE MN)
NA
11/14/1988 - 05/08/1989
BICO SECURITIES, INC.
NA
08/22/1986 - 02/18/1987
CENTRAL SECURITIES, INC.
NA
03/24/1986 - 09/15/1986
SHUMAN, ORTH & COMPANY, INC.
NA
03/23/1984 - 08/29/1984
ANGELES SECURITIES CORPORATION
BC
Issued 05/28/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/22/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
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