Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary beth? Claim Your ProfileMary beth Sweeney is a financial advisor who has been in the financial services industry since 2004. Mary beth currently works at Broadridge Business Process Outsourcing, LLC and has been with the firm since November 2021. Previously, Mary beth worked at ICAP CORPORATES LLC, ICAP SECURITIES USA LLC, SANFORD C. BERNSTEIN & CO., LLC, and THEMUNICENTER.COM. Mary beth holds Series 63, Series 24, SIE, and Series 7 licenses. Mary beth is registered to conduct business in New York and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/08/2021 - Present
Broadridge Business Process Outsourcing, LLC (NEW YORK NY)
NY
01/03/2017 - 10/28/2021
ICAP CORPORATES LLC (NEW YORK NY)
NY
11/05/2007 - 10/28/2021
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
01/19/2006 - 11/06/2007
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
05/04/2004 - 11/14/2005
THEMUNICENTER.COM (NEW YORK NY)
BC
Issued 10/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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