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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary beth? Claim Your ProfileMary Beth Brody is a financial advisor in Waynesville, North Carolina. Mary Beth has been in the industry since 1997 and has been registered with Ameriprise Financial Services, LLC since 2022. Mary Beth has worked with Edward Jones, Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., and Dean Witter Reynolds Inc. in the past. Mary Beth has a wide range of experience in the financial industry, including financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals. Mary Beth also provides asset allocation services, publishes periodicals and selects other advisors for clients. Mary Beth is a registered representative of Ameriprise Financial Services, LLC and an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/07/2022 - Present
Ameriprise Financial Services, LLC (Waynesville NC)
NC
08/17/2012 - 07/27/2021
EDWARD JONES (HIGHLANDS NC)
NC
01/01/2008 - 08/20/2012
WELLS FARGO ADVISORS, LLC (HIGHLANDS NC)
NC
01/04/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HIGHLANDS NC)
NY
06/17/1994 - 05/14/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 09/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/21/1994
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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