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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Moon is a financial advisor at Northwest Asset Management in Mercer Island, WA. Mary has over 20 years of experience in the financial services industry. Mary is a registered investment advisor and holds a Series 7, Series 8, Series 63, and Series 66 license. Mary specializes in providing financial planning, investment management, and tax preparation services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Tax preparation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
10/26/2020 - Present
Northwest Asset Management (MERCER ISLAND WA)
WA
06/01/2020 - 10/14/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BELLEVUE WA)
IL
09/25/2019 - 04/24/2020
HIGHTOWER SECURITIES, LLC (CHICAGO IL)
WA
05/04/2000 - 02/20/2018
CHARLES SCHWAB & CO., INC. (REDMOND WA)
TX
02/25/1982 - 05/25/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 07/31/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
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