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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary anne? Claim Your ProfileMary anne Hartney is a financial advisor at Janney Montgomery Scott LLC. Mary anne has been in the financial services industry since August 2000. She is registered to provide investment advice in Connecticut. Mary anne has a wide range of experience in the financial services industry, having worked for UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, WRP Investments, Inc., and Linsco/Private Ledger Corp. Prior to joining Janney Montgomery Scott LLC, Mary anne was a financial advisor at UBS Financial Services Inc. in New London, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
CT
10/18/2019 - Present
Janney Montgomery Scott LLC (Westbrook CT)
CT
11/03/2017 - 06/19/2019
UBS FINANCIAL SERVICES INC. (NEW LONDON CT)
CT
08/13/2010 - 11/09/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
CT
03/08/2006 - 08/25/2010
WRP INVESTMENTS, INC. (GULIFORD CT)
SC
06/04/2004 - 03/09/2006
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
04/04/2000 - 06/14/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
BOTH
Issued 11/28/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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