Unclaimed
Mary anne Guediguian is a financial advisor currently employed by Pimco Investments LLC. Mary anne has been a registered representative for over 18 years and has earned Series 3, 7, and 66 licenses. Mary anne has held previous roles at CREDIT SUISSE SECURITIES (USA) LLC, where she was registered with both FINRA and the SEC. Mary anne is licensed to conduct business in 15 states, including California, Connecticut, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/23/2011 - Present
Pimco Investments LLC (NEW YORK NY)
NY
09/22/2004 - 06/05/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BOTH
Issued 11/05/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2011
Series 3 - National Commodity Futures Examination
BC
Issued 09/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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