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Mary ann Zygas

Ashton Thomas Securities, LLC

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About Mary ann Zygas

Mary ann Zygas is a financial professional with over 16 years of experience in the financial services industry. She is currently registered with Ashton Thomas Securities, LLC and has a Series 6, Series 63 and SIE license. She is also a registered representative in the state of New York. Mary ann has a wide range of experience working with individual clients, including those with high net worth and pensions. Mary ann has previously worked with ALLSTATE FINANCIAL SERVICES, LLC, CADARET, GRANT & CO., INC., NYLIFE SECURITIES LLC, MUTUAL OF OMAHA INVESTOR SERVICES, INC., AXA ADVISORS, LLC, and CHASE INVESTMENT SERVICES CORP.

Firm Information

Mary ann Zygas is currently registered with Ashton Thomas Securities, LLC. Ashton Thomas Securities, LLC is a Limited Liability Company, formed on January 8, 2024, and registered with the SEC. Based in Rochester, NY, the firm offers a range of financial advisory services including financial planning, pension consulting, and portfolio management for individuals. They are licensed to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm manages over $409 million in assets and has a team of over 50 licensed professionals.
Ashton Thomas Securities, LLC

200 CANAL VIEW BLVD.

ROCHESTER, NY 14623

$409.08M

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mary ann Zygas’s Registration & Firm History

NY

07/23/2021 - Present

Ashton Thomas Securities, LLC (ROCHESTER NY)

NY

11/30/2017 - 07/01/2021

ALLSTATE FINANCIAL SERVICES, LLC (Liverpool NY)

NY

09/11/2014 - 10/17/2017

CADARET, GRANT & CO., INC. (East Syracuse NY)

NY

03/05/2012 - 04/01/2013

NYLIFE SECURITIES LLC (DEWITT NY)

NY

07/21/2008 - 08/31/2011

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (SYRACUSE NY)

NY

01/12/2007 - 07/13/2007

AXA ADVISORS, LLC (SYRACUSE NY)

NY

10/12/2004 - 11/20/2006

CHASE INVESTMENT SERVICES CORP. (MINOA NY)

IL

05/15/2001 - 06/22/2004

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

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Licenses & Designations

BC

Issued 06/08/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/07/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary ann Zygas.
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