Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Ann Whetstine is a financial professional with over 20 years of experience in the financial services industry. Mary Ann has a broad background, having worked with firms such as Charles Schwab & Co., Inc. and American Express Financial Advisors Inc. Currently, Mary Ann is an Investment Advisor Representative at Northwestern Mutual Investment Services, LLC in Denver, Colorado. Mary Ann holds a number of industry licenses, including the Series 7, Series 9, Series 10, Series 63, Series 65, and Series 66. In addition to being a financial professional, Mary Ann is also a life coach and owns a business called Veris Coaching.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
07/26/2005 - Present
Northwestern Mutual Investment Services, LLC (DENVER CO)
MA
09/13/2004 - 05/03/2005
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
TX
02/24/1999 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MN
08/19/1998 - 04/02/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/19/1998 - 04/02/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
CO
09/23/1998 - 02/09/1999
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NY
02/19/1997 - 02/10/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 07/21/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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