Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Ann louise Micka is a financial professional with over 30 years of experience in the financial services industry. Mary has worked for several prominent firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC, Citigroup Global Markets Inc., Morgan Stanley Smith Barney, and currently Oppenheimer & Co. Inc. Mary is registered as a Registered Representative with the state of Florida and is active in both Broker-Dealer and Investment Advisor roles. Mary's professional credentials include Series 7, 9, 10, 31, 63, 66, SIE, and 99TO. Mary offers a variety of services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
09/16/2010 - Present
Oppenheimer & Co. Inc. (TAMPA FL)
FL
06/01/2009 - 08/23/2010
MORGAN STANLEY SMITH BARNEY (TAMPA FL)
FL
08/02/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
FL
10/01/2000 - 08/06/2007
WACHOVIA SECURITIES, LLC (TAMPA FL)
NC
09/26/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
03/08/2000 - 06/26/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/09/1999 - 03/02/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/20/1988 - 09/10/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/30/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/28/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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