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Mary Ann Locke

Transamerica Financial Advisors, Inc.

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About Mary Ann Locke

Mary Ann Locke is a financial advisor with Transamerica Financial Advisors, Inc. She has been in the industry since 1995. Mary Ann Locke holds licenses in several states including Oregon, Georgia, Arizona, California, Hawaii, Massachusetts, and Washington. Mary Ann Locke has experience in various areas of finance, including financial planning, portfolio management for individuals, and selection of other advisors.

Firm Information

Mary Locke is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mary Locke’s Registration & Firm History

OR

10/24/2016 - Present

Transamerica Financial Advisors, Inc. (PORTLAND OR)

ID

04/12/2002 - 01/06/2012

WORLD GROUP SECURITIES, INC. (IDAHO FALLS ID)

GA

09/18/2001 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

GA

05/04/1998 - 09/30/1999

WMA SECURITIES, INC. (DULUTH GA)

IL

08/16/1990 - 06/16/1994

HARRIS ASSOCIATES SECURITIES L.P. (CHICAGO IL)

NA

12/18/1984 - 04/16/1986

THE ILLINOIS COMPANY, INC.

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Licenses & Designations

BOTH

Issued 06/02/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/25/2002

Series 24 - General Securities Principal Examination

BC

Issued 11/09/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2002

Series 7 - General Securities Representative Examination

BC

Issued 05/02/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Ann Locke.
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