Unclaimed
Mary Ann Laudicina is a financial advisor with over 25 years of experience in the industry. Mary Ann is currently registered with Robert W. Baird & Co. Inc. as an Investment Advisor Representative in Illinois and a Registered Representative in Texas. Previously, Mary Ann was registered with RBC Capital Markets Corporation in Illinois, Stifel, Nicolaus & Company, Incorporated in Missouri, Robert W. Baird & Co. Incorporated in Wisconsin, and Smith Barney Inc. in New York. Mary Ann has a wide range of experience and holds Series 7, Series 63, and Series 65 licenses. Mary Ann also has a strong background in financial planning, portfolio management, and investment advisory services. Mary Ann has experience working with individual clients, high-net-worth individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
IL
06/27/2024 - Present
Robert W. Baird & Co. Inc. (Rockford IL)
IL
12/18/2003 - 03/17/2008
RBC CAPITAL MARKETS CORPORATION (ROCKFORD IL)
MO
03/21/2001 - 11/24/2003
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
WI
03/13/1995 - 06/10/1999
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NY
03/02/1994 - 03/21/1995
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 09/21/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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