Unclaimed
Mary ann Lacey-gray is a financial advisor who is currently registered with Kovack Securities Inc. in Fort Lauderdale, FL. Mary ann has been working in the financial industry since 1987. Mary ann holds Series 6 and Series 63 securities licenses and is registered in Florida and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
06/09/2023 - Present
Kovack Securities Inc. (FORT LAUDERDALE FL)
NJ
06/27/2007 - 06/14/2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (Medford NJ)
NJ
01/26/2006 - 12/07/2006
AMERITAS INVESTMENT CORP. (N WILDWOOD NJ)
FL
01/02/2004 - 11/23/2005
CALTON & ASSOCIATES, INC. (TAMPA FL)
MN
07/28/1999 - 12/31/2003
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
IN
10/01/1997 - 04/13/1999
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
06/03/1996 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
MN
12/16/1991 - 05/31/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
IL
12/11/1986 - 01/23/1990
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
NA
07/19/1982 - 12/27/1984
AMFIRE, INC.
BC
Issued 05/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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