Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Ann Goltl is a financial advisor with Raymond James & Associates, Inc., with over 20 years of experience in the industry. Mary Ann has a strong background in financial services, having previously worked at Morgan Keegan & Company, Inc., PFS Investments Inc., J.C. Bradford & Co., BT Alex. Brown Incorporated and Alex. Brown & Sons Incorporated. She is currently registered with FINRA and the state of Texas. Mary Ann holds the Series 63, SIE and Series 7 licenses, demonstrating her expertise in financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/04/2011 - Present
Raymond James & Associates, Inc. (Dallas TX)
TX
12/17/2002 - 01/13/2011
MORGAN KEEGAN & COMPANY, INC. (DALLAS TX)
GA
06/26/2001 - 12/18/2002
PFS INVESTMENTS INC. (DULUTH GA)
NY
01/16/1998 - 06/30/1999
J.C. BRADFORD & CO. (NEW YORK NY)
MD
09/01/1997 - 01/14/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
04/19/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
TX
01/31/1996 - 04/17/1996
SOUTHWEST SECURITIES, INC. (DALLAS TX)
BC
Issued 06/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mary Goltl is the right advisor for you? Invested Better is here to help.
