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Mary ann Ferraro

Prudential Investment Management Services LLC

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About Mary ann Ferraro

Mary ann Ferraro is a registered representative at Prudential Investment Management Services LLC. Mary ann is licensed to sell securities in New Jersey. Mary ann has passed the SIE, Series 7TO and Series 63 exams. Mary ann is not currently registered as an investment advisor. Mary ann's first day in the securities industry was December 2nd, 2020. Mary ann is located at 655 Broad Street in Newark, NJ.

Firm Information

Mary ann Ferraro is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary ann Ferraro’s Registration & Firm History

NJ

12/03/2020 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

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Licenses & Designations

BC

Issued 02/03/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/03/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/26/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary ann Ferraro.
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