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Mary Ann Ferguson

Nylife Securities LLC

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About Mary Ann Ferguson

Mary Ann Ferguson is a financial advisor with over 5 years of experience in the industry. Mary Ann has a Series 7TO, Series 6TO and Series 63 license and holds a Series 24 and Series 26 principal license. She is registered with Nylife Securities LLC in Ohio. Mary Ann is an active member of the financial community and is dedicated to providing her clients with the highest level of service.

Firm Information

Mary Ferguson is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Ferguson’s Registration & Firm History

OH

12/22/2018 - Present

Nylife Securities LLC (Independence OH)

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Licenses & Designations

BC

Issued 04/06/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/26/2021

Series 24 - General Securities Principal Examination

BC

Issued 05/03/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 12/06/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/22/2018

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/03/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Ann Ferguson.
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