Unclaimed
Mary Ann Ferguson is a financial advisor with over 5 years of experience in the industry. Mary Ann has a Series 7TO, Series 6TO and Series 63 license and holds a Series 24 and Series 26 principal license. She is registered with Nylife Securities LLC in Ohio. Mary Ann is an active member of the financial community and is dedicated to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
12/22/2018 - Present
Nylife Securities LLC (Independence OH)
BC
Issued 04/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2021
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2019
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/22/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/03/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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