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Mary ann Elizabeth Herrmann

Pruco Securities, LLC

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About Mary ann Elizabeth Herrmann

Mary Ann Elizabeth Herrmann is a financial advisor with Pruco Securities, LLC. Mary Ann Herrmann has been in the financial services industry since January 6, 2007. Mary Ann Herrmann holds Series 6, 7, 26, 63 and 65 licenses. Mary Ann Herrmann has been registered with Pruco Securities, LLC since January 17, 2014 and was previously registered with AXA ADVISORS, LLC and WELLS FARGO ADVISORS, LLC. Mary Ann Herrmann is licensed in Maryland, New York, and Pennsylvania. Mary Ann Herrmann specializes in retirement planning, college savings, insurance, and estate planning.

Firm Information

Mary ann Herrmann is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Mary ann Herrmann’s Registration & Firm History

PA

01/17/2014 - Present

Pruco Securities, LLC (Harrisburg PA)

PA

06/09/2009 - 12/11/2013

AXA ADVISORS, LLC (HARRISBURG PA)

PA

12/14/2006 - 05/20/2009

WELLS FARGO ADVISORS, LLC (MECHANICSBURG PA)

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Licenses & Designations

IA

Issued 12/20/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/20/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2011

Series 7 - General Securities Representative Examination

BC

Issued 12/13/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary ann Elizabeth Herrmann.
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