Unclaimed
Mary Ann Brennan is a financial advisor who has been in the industry since 2013. She is registered with Nylife Securities LLC in Rhode Island and Massachusetts. She is Series 6 and 63 licensed and also holds the SIE exam. She has experience providing financial advice and investment management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
02/24/2013 - Present
Nylife Securities LLC (JOHNSTON RI)
BC
Issued 05/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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