Unclaimed
Mary ann Betsch is a registered representative with Lazard Freres & Co. LLC. Mary ann has been in the securities industry since October 9, 2018. Mary ann has passed the Series 27, Series 99TO and SIE exams. Prior to joining Lazard Freres & Co. LLC, Mary ann was previously employed by Citadel Clearing LLC, Citadel Securities Institutional LLC, Citadel Securities LLC and Palafox Trading LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/05/2022 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
NY
10/01/2018 - 09/26/2022
CITADEL CLEARING LLC (New York NY)
NY
10/01/2018 - 09/26/2022
CITADEL SECURITIES INSTITUTIONAL LLC (New York NY)
NY
10/01/2018 - 09/26/2022
CITADEL SECURITIES LLC (New York NY)
NY
10/01/2018 - 09/26/2022
PALAFOX TRADING LLC (New York NY)
BC
Issued 10/01/2018
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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