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Mary Allison Farley

Empower Financial Services, Inc.

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About Mary Allison Farley

Mary Allison Farley is a financial professional with over 8 years of experience in the industry. Mary holds the Series 6, Series 63, and SIE licenses. Mary is currently registered with Empower Financial Services, Inc. and has been with the firm since 2014.

Firm Information

Mary Farley is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mary Farley’s Registration & Firm History

WI

12/16/2014 - Present

Empower Financial Services, Inc. (Milwaukee WI)

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Licenses & Designations

BC

Issued 12/31/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/16/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Allison Farley.
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