Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Alison Shaw is a financial advisor with Wells Fargo Clearing Services, LLC. Mary has been in the financial industry for over 23 years, with experience in both broker-dealer and investment advisor roles. Mary is licensed in 32 states and 2 jurisdictions. Mary holds both Series 7 and 66 licenses. Mary also has the Securities Industry Essentials (SIE) Examination certification. Mary's experience spans several investment strategies, including fixed income, equities, mutual funds, and variable annuities. In addition to her experience, Mary is highly knowledgeable in working with individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (SAINT PAUL MN)
WI
12/13/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LACROSSE WI)
MN
09/26/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
BOTH
Issued 08/01/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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