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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary alice? Claim Your ProfileMary alice Winn is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc.. Mary alice has been in the financial industry since 2006. Mary alice holds Series 6, 7, 63 and 66 licenses. Mary alice is registered in 42 states. Mary alice has worked with several firms including Cambridge Investment Research, Inc. and Northwestern Mutual Investment Services, LLC. Mary alice Winn has a strong background in the financial services industry and provides a wide range of services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
03/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SYRACUSE NY)
NY
01/04/2021 - 06/16/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (Syracuse NY)
NY
09/25/2013 - 10/27/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (E SYRACUSE NY)
NY
10/31/1990 - 03/09/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/29/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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