Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Alice Richard is a financial advisor with over 25 years of experience in the financial services industry. She is currently registered with Wells Fargo Advisors Financial Network, LLC in Fairfield, Connecticut. Mary has previously worked with several other reputable firms including Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated and RBC Capital Markets. Mary holds a Series 7, Series 63, and Series 66 license and is qualified to provide investment advice to a wide range of clients, including individuals, families, businesses, and institutions. She is a dedicated professional with a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/09/2025 - Present
Wells Fargo Advisors Financial Network, LLC (FAIRFIELD CT)
CT
09/16/2022 - 12/20/2022
MORGAN STANLEY (Fairfield CT)
CT
02/04/2021 - 08/29/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTPORT CT)
CT
08/29/2018 - 01/26/2021
RBC CAPITAL MARKETS, LLC (STAMFORD CT)
CT
04/27/2011 - 08/30/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWICH CT)
CT
11/14/2007 - 04/21/2011
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (FAIRFIELD CT)
CT
08/12/1996 - 11/19/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (STAMFORD CT)
BOTH
Issued 05/22/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mary Richard is the right advisor for you? Invested Better is here to help.
