Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary alice? Claim Your ProfileMary alice Lucas is a financial advisor registered with J.p. Morgan Securities LLC. She has been in the industry since 2001 and has worked at several firms, including Morgan Stanley and Chase Investment Services Corp. Mary alice Lucas specializes in providing financial advice to individuals, corporations, and other businesses, including insurance companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
12/17/2013 - Present
J.p. Morgan Securities LLC (AUSTIN TX)
TX
01/13/2012 - 12/10/2013
MORGAN STANLEY (AUSTIN TX)
TX
09/27/2004 - 01/18/2012
CHASE INVESTMENT SERVICES CORP. (AUSTIN TX)
LA
01/26/2004 - 04/21/2004
PRITCHARD CAPITAL PARTNERS, LLC (COVINGTON LA)
IL
11/26/2001 - 01/27/2004
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
11/15/2000 - 10/30/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 01/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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