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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary? Claim Your ProfileMary Alice Hansenfaris is a financial advisor with over 40 years of experience in the financial services industry. Mary Alice Hansenfaris is currently registered with Wells Fargo Clearing Services, LLC in California and Texas. Mary Alice Hansenfaris is a Series 3, 7, 15, 63, and 65 licensed advisor with extensive experience providing financial advice and investment management services. Mary Alice Hansenfaris has worked with a wide range of clients including high net worth individuals, corporations, and charitable organizations. Prior to joining Wells Fargo Clearing Services, LLC, Mary Alice Hansenfaris was employed by UBS Financial Services Inc. in Indian Wells, CA. Mary Alice Hansenfaris's primary areas of focus include portfolio management, financial planning, investment consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/25/2010 - Present
Wells Fargo Clearing Services, LLC (PALM DESERT CA)
CA
11/24/1982 - 01/14/2010
UBS FINANCIAL SERVICES INC. (INDIAN WELLS CA)
IA
Issued 04/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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