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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mary alice? Claim Your ProfileMary alice Allen is a financial advisor with MML Investors Services, LLC. Mary alice holds a Series 7, Series 24, Series 52TO, Series 53, and Series 63 license. Mary alice has been a registered representative since 1992, and has a track record of success working with a diverse range of clients, including high-net-worth individuals, corporations, and pension and profit-sharing plans. Previously, Mary alice worked for Scotia Capital (USA) Inc., Howard Weil Incorporated, Legg Mason Wood Walker, Incorporated, and Howard, Weil, Labouisse, Friedrichs Inc. Mary alice specializes in Asset Allocation Programs, Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisors, and Portfolio Management for Businesses and Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
LA
02/08/2022 - Present
MML Investors Services, LLC (METAIRIE LA)
LA
11/01/2012 - 07/09/2020
SCOTIA CAPITAL (USA) INC. (NEW ORLEANS LA)
LA
10/31/2003 - 11/01/2012
HOWARD WEIL INCORPORATED (NEW ORLEANS LA)
MD
04/26/2000 - 10/31/2003
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
07/31/1992 - 04/26/2000
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC. (NEW ORLEANS LA)
DC
11/25/1987 - 06/15/1988
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
BC
Issued 07/31/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2022
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/30/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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