Unclaimed
Mary Alice Clark is a registered representative with Wallachbeth Capital LLC. Mary Alice has been in the securities industry since 2003. She is licensed in 29 states and holds Series 7, Series 55, Series 57TO and SIE licenses. She has previously worked at FM Brokerage, LLC, Meridian Equity Partners, Inc., Progressive Securities Corp., and Pegasus Partners Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
12/12/2008 - Present
Wallachbeth Capital LLC (JERSEY CITY NJ)
NY
01/11/2007 - 12/22/2008
FM BROKERAGE, L.L.C. (NEW YORK NY)
NY
02/26/2008 - 12/15/2008
MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)
NY
09/22/2004 - 01/12/2007
PROGRESSIVE SECURITIES CORP. (LIDO BEACH NY)
NJ
10/01/2003 - 09/13/2004
PEGASUS PARTNERS SECURITIES INC. (FREEHOLD NJ)
BC
Issued 11/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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