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Mary Alba Person

Northwestern Mutual Investment Services, LLC

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About Mary Alba Person

Mary Alba Person is a financial advisor working with Northwestern Mutual Investment Services, LLC. Mary is registered with FINRA as a registered representative and with the state of Illinois. She is also registered as an investment advisor representative in Illinois. Mary has been in the financial industry for over 20 years. Prior to working at Northwestern Mutual Investment Services, LLC, Mary worked at John Person Inc in North Palm Beach, FL and Luis Mery, LLC in Chicago, IL. Mary provides investment research, referrals to other advisors and other financial services. Mary is dedicated to providing her clients with personalized financial advice and guidance.

Firm Information

Mary Person is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Mary Person’s Registration & Firm History

IL

01/23/2024 - Present

Northwestern Mutual Investment Services, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 12/22/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 05/30/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/19/1997

Series 30 - NFA Branch Manager Examination

BC

Issued 08/17/2024

Series 7TO - General Securities Representative Examination

BC

Issued 11/25/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/18/2023

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/1997

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mary Alba Person.
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